Financial Services Commission

Results: 6048



#Item
271Financial economics / Financial system / Finance / Financial services / Financial regulation / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Registered representative / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 10, 2015 ADMINISTRATIVE PROCEEDING

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Source URL: edgar.sec.gov

Language: English - Date: 2015-04-10 15:51:13
272Finance / Self-regulatory organizations / Financial markets / Securities / Financial services / International Organization of Securities Commissions / U.S. Securities and Exchange Commission / Securities regulation in the United States / Canadian securities regulation / Financial regulation / Financial economics / Financial system

ICSA International Council of Securities Associations Self-Regulation in Financial Markets: An Exploratory Survey ICSA Secretariat

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Source URL: www.icsa.bz

Language: English - Date: 2012-10-22 07:52:05
273United States Securities and Exchange Commission / Financial system / 73rd United States Congress / Financial services / Financial markets / Securities Exchange Act / U.S. Securities and Exchange Commission / Broker-dealer / Securities and Exchange Commission / Finance / United States securities law / Financial economics

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMarch 11, 2015

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Source URL: edgar.sec.gov

Language: English - Date: 2015-03-11 06:13:10
274Financial services / Business / Economy of the United States / VFS Global / Visa Inc. / Immigration to the United States

Message from High Commission of India, Canberra WARNING The High Commission of India in Canberra and its Consulates in Sydney, Melbourne and Perth have received several complaints from Indian visa seekers who have made o

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Source URL: www.vfsglobal.com

Language: English - Date: 2014-07-10 07:55:00
275Trust law / Anguilla / Hague Trust Convention / Law / Civil law / Equity

ANGUILLA FINANCIAL SERVICES COMMISSION From the Office of the Deputy Director 1st December 2004 Dear Trust Service Provider, Re: Submission of trusts details

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Source URL: www.fsc.org.ai

Language: English - Date: 2004-12-02 01:06:04
27673rd United States Congress / United States Securities and Exchange Commission / United States securities law / Financial services / U.S. Securities and Exchange Commission / Security / Securities market / Broker-dealer / Securities Act / Financial economics / Finance / Financial system

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES ACT OF 1933 Release NoFebruary 20, 2015 SECURITIES EXCHANGE ACT OF 1934 Release NoFebruary 20, 2015

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Source URL: edgar.sec.gov

Language: English - Date: 2015-02-20 16:39:02
277Stock market / Finance / Financial services / Market maker / International Securities Exchange / Order / Broker-dealer / Securities Exchange Act / Financial economics / Financial markets / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-ISEApril 24, 2015 Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Pro

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Source URL: www.sec.gov.

Language: English - Date: 2015-04-24 15:24:06
278Business / Financial services / Financial adviser / Financial Services Authority / Advice / Investing online / U.S. Securities and Exchange Commission / Collective investment scheme / Registered Investment Advisor / Financial economics / Investment / Finance

The regulatory balance in the provision of online investment tools to retail clients Stephen Judge Master of Laws Regulation of Online Investing (LAWS 3088)

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Source URL: cyberlawcentre.org

Language: English - Date: 2013-12-09 02:31:47
279Finance / Cayman Islands Monetary Authority / Economy of the Cayman Islands / Cayman Islands / Business / Carey Olsen / British Virgin Islands Financial Services Commission / Law / Offshore financial centre / Offshore magic circle / Offshore finance / British Virgin Islands law

REGULATORY ADDITIONAL SERVICES ■ Anti-money Laundering (AML) ■ Authorisation & Registration ■ Disclosure/Restraint Orders

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Source URL: www.careyolsen.com

Language: English - Date: 2014-05-14 06:50:12
280United States Securities and Exchange Commission / Financial system / 73rd United States Congress / Financial services / Securities Exchange Act / Broker-dealer / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Form 144 / United States securities law / Financial economics / Finance

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 8, 2015

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Source URL: www.sec.gov.

Language: English - Date: 2015-04-07 19:25:27
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